Well-definedness of function computing fixed point, in Isabelle - isabelle

This is related to Project Euler problem 523.
The following algorithm sorts a list:
Starting from the beginning of the list, check each pair of adjacent elements in turn.
If the elements are out of order:
Move the smallest element of the pair at the beginning of the list.
Restart the process from step 1.
If all pairs are in order, stop.
I am attempting (for practice) to code this up in Isabelle. I have obtained the following function definitions:
fun firstpos :: "nat list ⇒ nat"
where "firstpos [] = 0"
| "firstpos (x # y # xs) = (if (x > y) then 1 else (firstpos (y#xs))+1)"
| "firstpos [x] = Suc 0"
and
fun insertAtFront :: "(nat list) ⇒ (nat) ⇒ (nat list)"
where "insertAtFront l 0 = l"
| "insertAtFront l i = [hd (rev (take i l))] # (take (i-1) l) # (rev (take ((length l) - i) (rev l)))"
where firstpos determines the list-index of the first element which is greater than its successor in the list, and insertAtFront permutes the list so that the "second argument"th element is at the front.
That is, firstPos effectively tells us where to start doing Step 2 of the algorithm, and insertAtFront is step 2.1 of the algorithm.
Now, I wish to define the function which is basically the fixed point of the composition of these. In other words,
fun sortproc :: "nat list ⇒ nat list"
where "sortproc l = sortproc (insertAtFront l (firstpos l + 1))"
It is nontrivial that this procedure ever terminates, but I can prove it mathematically: at each stage, $\sum_{i=1}^n 2^i L_{n-i}$ decreases, where $n$ is the length of list $L$.
I am a novice in Isabelle. How can I code the idea "this definition is well-defined, because of this proof" in Isabelle? The documentation seems to talk mainly about size arguments, and the size of the input isn't changing: it's always a list of the same length.

Related

Fast serialization of BST using a difference list

Background
I'm working through Ullmans Elements of ML programming in my spare-time. End goal is to self-study Andrew Appels Modern Compiler Implementation in ML.
In Elements of ML, Ullman describes the difference list:
There is a trick known to LISP programmers as difference lists, in which one
manipulates lists more efficiently by keeping, as an extra parameter of your
function, a list that represents in some way what you have already accomplished.
The idea comes up in a number of different applications;
Ullman uses reverse as an example of the difference list technique. Here is a slow function that runs in O(n^2).
fun reverse nil = nil
| reverse (x::xs) = reverse(xs) # [x]
And the faster one using a difference list
fun rev1(nil, M) = M
| rev1(x::xs, ys) = rev1(xs, x::ys)
fun reverse L = rev1(L, nil)
My problem
I have this Binary Search Tree (BST) data type.
datatype 'a btree = Empty
| Node of 'a * 'a btree * 'a btree
A naive solution for collecting a list of the elements in pre-order would be
fun preOrder Empty = nil
| preOrder (Node(x, left, right)) = [x] # preOrder left # preOrder right
But Ullman points out that the # operator is slow and suggests in exercise 6.3.5 that I implement preOrder using a difference list.
After some head scratching I came up with this function:
fun preOrder tree = let
fun pre (Empty, L) = L
| pre (Node(x, left, right), L) = let
val L = pre(right, L)
val L = pre(left, L)
in
x::L
end
in
pre (tree, nil)
end
It outputs the elements in pre-order. BUT it evaluates the tree in post-order! And the code is uglier than the naive preOrder one.
> val t = Node(5,
Node(3,
Node(1, Empty, Empty),
Node(4, Empty, Empty)),
Node(9, Empty, Empty))
> preOrder t
val it = [5,3,1,4,9] : int list
Prior Art
I tried searching for references to difference lists in ML programming, and found John Hughes original article describing how to use difference lists for reverse.
I also found Matthew Brecknells difference list blog post with examples in Haskell. He makes a distinction between using an accumulator, like Ullmans reverse example and creating a new type for difference lists. He also presents a tree flattener. But I have a hard time understanding the Haskell code and would appreciate a similar expose but in Standard ML.
abc
Question
How implement a function that actually evaluate the tree in pre-order and collects the elements in pre-order? Do I have to reverse the list after my traversal? Or is there some other trick?
How can I generalize this technique to work for in-order and post-order traversal?
What is the idiomatic way for using a difference list for a BST algorithm?
Your eventual method of doing this is is the best it reasonably gets. The nice way to do this turns out to be
fun preOrderHelper (Empty, lst) = lst
| preOrderHelper (Node(x, left, right), lst) =
x :: preOrderHelper(left, preOrderHelper(right, lst))
fun preOrder tree = preOrderHelper(tree, Nil)
Note that the run time of preOrderHelper(tree, list) is only a function of tree. Call r(t) the run time of preOrderHelper on tree t. Then we have r(Empty) = O(1) and r(Node(x, left, right)) = O(1) + r(left) + r(right), so clearly r(t) is linear in the size of t.
What is the derivation of this technique? Is there a more principled way of deriving it? In general, when you're turning a data structure into a list, you want to foldr onto an empty list. I don't know enough ML to say what the equivalent of typeclasses is, but in Haskell, we would approach the situation as follows:
data Tree a = Empty | Node a (Tree a) (Tree a)
instance Foldable Tree where
foldr f acc t = foldrF t acc where
foldrF Empty acc = acc
foldrF (Node x left right) acc = f x (foldrF left (foldrF right acc))
To convert a Tree a to a [a], we would call Data.Foldable.toList, which is defined in Data.Foldable as
toList :: Foldable f => f a -> [a]
toList = foldr (:) []
Unfolding this definition gives us the equivalent of the ML definition above.
As you can see, your technique is actually a special case of a very principled way to turn data structures into lists.
In fact, in modern Haskell, we can do this totally automatically.
{-# LANGUAGE DeriveFoldable #-}
data Tree a = Empty | Node a (Tree a) (Tree a) deriving Foldable
will give us the equivalent(*) of the above Foldable implementation automatically, and we can then immediately use toList. I don't know what the equivalent is in ML, but I'm sure there's something analogous.
The difference between ML and Haskell is that Haskell is lazy. Haskell's laziness means that the evaluation of preOrder actually walks the tree in the pre-Order order. This is one of the reasons I prefer laziness. Laziness permits very fine-grained control over the order of evaluation without resorting to non-functional techniques.
(*) (up to the arguments order, which does not count in the lazy Haskell.)
What you show is not what I've seen usually referred to as difference list.
That would be, in pseudocode,
-- xs is a prefix of an eventual list xs # ys,
-- a difference between the eventual list and its suffix ys:
dl xs = (ys => xs # ys)
and then
pre Empty = (ys => ys) -- Empty contributes an empty prefix
pre (Node(x, left, right)) = (ys =>
-- [x] # pre left # pre right # ys -- this pre returns lists
(dl [x] . pre left . pre right) ys) -- this pre returns diff-lists
-- Node contributes an [x], then goes
-- prefix from `left`, then from `right`
so that
preOrder tree = pre tree []
where . is the functional composition operator,
(f . g) = (x => f (g x))
Of course since dl [x] = (ys => [x] # ys) = (ys => x::ys) this is equivalent to what you show, in the form of
--pre Empty = (ys => ys) -- Empty's resulting prefix is empty
pre' Empty ys = ys
--pre (Node(x, left, right)) = (ys =>
pre' (Node(x, left, right)) ys =
-- [x] # pre left # pre right # ys
-- (dl [x] . pre left . pre right) ys
x::( pre' left ( pre' right ys))
-- preOrder tree = pre' tree []
Operationally, this will traverse the tree right-to-left in an eager language, and left-to-right in a lazy one.
Conceptually, seen left-to-right, the resulting list has [x] and then the result of traversing left and then the result of traversing right, no matter what was the tree traversal order.
These difference lists are just partially applied # operators, and appending is just functional composition:
dl (xs # ys) == (dl xs . dl ys)
-- or:
dl (xs # ys) zs == (dl xs . dl ys) zs
== dl xs ( dl ys zs)
== xs # (ys # zs)
the prefix xs # ys is the prefix xs, followed by the prefix ys, followed by whatever the eventual suffix zs will be.
Thus appending these difference lists is an O(1) operation, the creation of a new lambda function which is a composition of the arguments:
append dl1 dl2 = (zs => dl1 ( dl2 zs))
= (zs => (dl1 . dl2) zs )
= (dl1 . dl2)
Now we can easily see how to code the in-order or post-order traversals, as
in_ Empty = (ys => ys)
in_ (Node(x, left, right)) = (ys =>
-- in_ left # [x] # in_ right # ys
(in_ left . dl [x] . in_ right) ys)
post Empty = (ys => ys)
post (Node(x, left, right)) = (ys =>
-- post left # post right # [x] # ys
(post left . post right . dl [x]) ys)
Focusing on just lists [x] and their appending # lets us treat this uniformly -- no need to concern ourselves with :: and its arguments which have different types.
The types of both arguments of # are the same, just as they are for + with integers and indeed . with functions. Such types paired with such operations are known as monoids, under the condition that the appending operation is associative, (a+b)+c == a+(b+c), and there is an "empty" element, e # s == s # e == s. This just means that the combination operation is "structural" in some way. This works with apples and oranges, but atomic nuclei -- not so much.

How do you generate all permutations of a list with repetition in a functional programming language?

I'm trying to self-learn some programming in a functional programming language and recently stumbled on the problem of generating all the permutations of length m from a list of length n, with repetition. Mathematically, this should result in a total of n^m possible permutations, because each of the m 'slots' can be filled with any of the n elements. The code I have currently, however, does not give me all the elements:
let rec permuts n list =
match n, list with
0, _ -> [[]]
| _, [] -> []
| n, h :: t -> (List.map (fun tt -> h::tt) (permuts (n-1) list))
# permuts n t;;
The algorithm basically takes one element out of a list with m elements, slaps it onto the front of all the combinations with the rest of the elements, and concatenates the results into one list, giving only n C m results.
For example, the output for permuts 2 [1;2;3] yields
[[1;1]; [1;2]; [1;3]; [2;2]; [2;3]; [3;3]]
whereas I actually want
[[1;1]; [1;2]; [1;3]; [2;1]; [2;2]; [2;3]; [3;1]; [3;2]; [3;3]]
-- a total of 9 elements. How do I fix my code so that I get the result I need? Any guidance is appreciated.
Your error appears on the second line of:
| n, h :: t -> List.map (fun tt -> h::tt) (permuts (n-1) list)
# permuts n t
Indeed, with this you are decomposing the set of n-tuples with k elements as the sum of
the set of (n-1)-tuples prefixed with the first element
the set of n-tuples with (k-1) elements
Looking at the cardinal of the three sets, there is an obvious mismatch since
k^n ≠ k^(n-1) + (k-1)^n
And the problem is that the second term doesn't fit.
To avoid this issue, it is probably better to write a couple of helper function.
I would suggest to write the following three helper functions:
val distribute: 'a list -> 'a list -> 'a list list
(** distribute [x_1;...;x_n] y returns [x_1::y;...x_n::y] *)
val distribute_on_all: 'a list -> 'a list list
(** distribute_on_all x [l_1;...;l_n] returns distribute x l_1 # ... # distribute x l_n *)
val repeat: int -> ('a -> 'a) -> 'a -> 'a
(** repeat n f x is f(...(f x)...) with f applied n times *)
then your function will be simply
let power n l = repeat n (distribute_on_all l) [[]]
In Haskell, it's very natural to do this using a list comprehension:
samples :: Int -> [a] -> [[a]]
samples 0 _ = [[]]
samples n xs =
[ p : ps
| p <- xs
, ps <- samples (n - 1) xs
]
It seems to me you never want to recurse on the tail of the list, since all your selections are from the whole list.
The Haskell code of #dfeuer looks right. Note that it never deconstructs the list xs. It just recurses on n.
You should be able to copy the Haskell code using List.map in place of the first two lines of the list comprehension, and a recursive call with (n - 1) in place of the next line.
Here's how I would write it in OCaml:
let perm src =
let rec extend remaining_count tails =
match remaining_count with
| 0 -> tails
| _ ->
(* Put an element 'src_elt' taken from all the possible elements 'src'
in front of each possible tail 'tail' taken from 'tails',
resulting in 'new_tails'. The elements of 'new_tails' are one
item longer than the elements of 'tails'. *)
let new_tails =
List.fold_left (fun new_tails src_elt ->
List.fold_left (fun new_tails tail ->
(src_elt :: tail) :: new_tails
) new_tails tails
) [] src
in
extend (remaining_count - 1) new_tails
in
extend (List.length src) [[]]
The List.fold_left calls may look a bit intimidating but they work well. So it's a good idea to practice using List.fold_left. Similarly, Hashtbl.fold is also common and idiomatic, and you'd use it to collect the keys and values of a hash table.

Defining Primtive Recursion for multiplication in Isabelle

I am new to Isabelle and I am trying to define primitive recursive functions. I have tried out addition but I am having trouble with multiplication.
datatype nati = Zero | Suc nati
primrec add :: "nati ⇒ nati ⇒ nati" where
"add Zero n = n" |
"add (Suc m) n = Suc(add m n)"
primrec mult :: "nati ⇒ nati ⇒ nati" where
"mult Suc(Zero) n = n" |
"mult (Suc m) n = add((mult m n) m)"
I get the following error for the above code
Type unification failed: Clash of types "_ ⇒ _" and "nati"
Type error in application: operator not of function type
Operator: mult m n :: nati
Operand: m :: nati
Any ideas?
The problem is your mult function: It should look like this:
primrec mult :: "nati ⇒ nati ⇒ nati" where
"mult Zero n = Zero" |
"mult (Suc m) n = add (mult m n) m"
Function application in functional programming/Lambda calculus is the operation that binds strongest and it associates to the left: something like f x y means ‘f applied to x, and the result applied to y’ – or, equivalently due to Currying: the function f applied to the parameters x and y.
Therefore, something like mult Suc(Zero) n would be read as mult Suc Zero n, i.e. the function mult would have to be a function taking three parameters, namely Suc, Zero, and n. That gives you a type error. Similarly, add ((mult m n) m) does not work, since that is identical to add (mult m n m), which would mean that add is a function taking one parameter and mult is one taking three.
Lastly, if you fix all that, you will get another error saying you have a non-primitive pattern on the left-hand side of your mult function. You cannot pattern-match on something like Suc Zero since it is not a primitive pattern. You can do that if you use fun instead of primrec, but it is not what you want to do here: You want to instead handle the cases Zero and Suc (see my solution). In your definition, mult Zero n would even be undefined.

Isabelle recursive function

I have the following recursive function that creates a list of 0s (i.e. [0,...,0]) in VDM. How can this be translated to Isabelle using fun-where?
VDM:
NewList: nat1 * seq of nat -> seq of nat
NewList(n, l) ==
if len l = n then l
else NewList(n, l ^ [0])
-- pre/post-conditions excluded here
My attempts are horribly wrong due to my lack of understanding of Isabelle (but below at least proves that I tried...).
Isabelle:
fun
NewList:: "N ⇒ (VDMNat VDMSeq) ⇒ (VDMNat VDMSeq)"
where
"NewList n [] = NewList n [0]"
| "NewList n [x] = (if len [x] = n then [x] else NewList n (x#[0]))"
| "NewList n (x # xs) = (if len (x # xs) = n then (x # xs) else NewList n ((x # xs) # [(0::VDMNat)]))"
*The data types VDMNat and VDMSeq are defined in some library. Please ignore the VDMNat and VDMSeq for now - any sort of implementation using Isabelle's data types are welcome (at least it would provide a good reference for my implementation). Please refer to the VDM code for the data types intended.
Could you also please explain what x, xs, and (x # xs) are referring to? I've seen this in several recursive function examples (though none helps me).
Thank you for your help!
First of all, x and xs are variables. When definiting recursive functions on lists, these are often used to denote the first element of the list (x) and the remaining list (xs). The expression x # xs means ‘x prepended to the list xs’, and that is the reason why (x # xs) # [0] in your question does not work: x # xs is a list and [0] is also a list. You would have to do x # xs # [0}, where # is the function to concatenate two lists.
Now, to your function: My interpretation of your function definition is that you have a natural number n and a list l and want to pad the list l with zeros at the back up to length n.
However, when the list l is of length > n to begin with, your function does not terminate. You would have to think about what to do in that case.
Here are my suggestions for what you could do:
Possibility 1
Change the = n to a ≥ n. Then you can prove termination of the function by looking at
function new_list :: "nat ⇒ nat list ⇒ nat list" where
"new_list n l = (if length l ≥ n then l else new_list n (l # [0]))"
by pat_completeness auto
termination by (relation "measure (λ(n, l). n - length l)") auto
However, proving theorems about this will probably get ugly. I would therefore urge you to do something like the following two possibilities. Ideally, use functions from Isabelle's standard library, because there is usually good automation setup for them. Alternatively, define your own small building blocks (like take and replicate) for your datatypes and prove reusable facts on them and combine them to do what you want. A ‘monolithic’ function definition like yours is difficult to work with when doing proofs.
Possibility 2
Use the builtin function replicate, which takes a natural number n and an element and returns a list of n times that element:
definition new_list :: "nat ⇒ nat list ⇒ nat list" where
"new_list n l = l # replicate (n - length l) 0"
You can also do the same thing with fun, but definition is the more low-level tool. Note that definition does not add the function definition theorem new_list_def as a simplifier rule; you can do this by writing declare new_list_def [simp].
Possibility 3
You can combine possibility 2 with the builtin function take to ensure that you always get a list of length exactly n, even when the input list is longer (it is then possibly truncated):
definition new_list :: "nat ⇒ nat list ⇒ nat list" where
"new_list n l = take n l # replicate (n - length l) 0"
Summary
In the first two cases, you can prove the theorems
length l ≤ n ⟹ length (new_list n l) = n
take (length l) (new_list n l) = l
(in the first case by induction using new_list.induct; in the second case just by unfolding the definition and simplifying)
In the third case, you can prove
length (new_list n l) = n
take (length l) (new_list n l) = take n l
Obviously, if length l ≤ n, the first two and the last one coincide completely.
The easy solution is: replicate n (0::nat) using the function replicate of Isabelle/HOL's library.
If you want to implement the function yourself via fun then do what you should always do in functional programming ;) try to split your problem into smaller problems that can be solved recursively:
fun newlist :: "nat => nat list"
where
"newlist 0 = []" -- "the only list of length 0*)
| "newlist (Suc n) = ..." -- "use result for 'n' to obtain result for 'n+1'"

Isabelle list lifter and compression

From two sets in Isabelle a third list needs to be created with element of the form (a, b) where a is from the first set and b is in the second set. in addition the elements in the last set must be filtered by some condition.
The code:
theory Scratch
imports Main Nat
begin
value "let a = {(1::int), 2, 3, 4} in (let b = {(6::int),7,8,9} in
((1::int), 6) ∈ set (filter (λ el . (snd el) < 8) [(n,m). n ∈ a ∧ m ∈ b]))"
end
The result I expected was True or False. the results was:
"(1, 6)
∈ set [u←if (1 = n ∨ 2 = n ∨ 3 = n ∨ 4 = n) ∧
(6 = m ∨ 7 = m ∨ 8 = m ∨ 9 = m)
then [(n, m)] else [] . snd u < 8]"
:: "bool"
Why does the result not evaluate to a True/False value?
Is it possible to write code where the filter functions is evaluated on a set and not list?
First of all, you cannot convert sets to lists. Lists have a specific order of elements; sets do not.
Question 1
This is because you have free variables in there: n and m. The expression [(n,m). n ∈ a ∧ m ∈ b] basically means if n ∈ a ∧ m ∈ b then [(n,m)] else []. This is not what you want.
If a and b were lists, you could use the list comprehension syntax [(n,m). n ← a, m ← b]. However, since a and b are sets, this cannot possibly work, since the result would be a list with a specific order, and that order has to come from somewhere – but a and b, as sets, have no such order.
Question 2
In formalisation, the best approach is to first define things abstractly, without using data structures that are too concrete. If you don't need to maintain a specific ordering of your values, use a set, not a list. You can then later refine this from sets to lists in order to obtain executable (and efficient) code.
There is a section on refinement in the Isabelle code generation manual. I recommend you have a look at it.
That said, there is some limited support for code generation with sets. Sets are then internally represented as lists and most basic operations work, but code generation may sometimes fail – not all operations on sets are computable in general. There is the function Set.filter, which is executable and basically does the same on sets as the regular filter function does for lists.
However, the following will fail due to a wellsortedness error:
value "let a = {(1::int), 2, 3, 4} in (let b = {(6::int),7,8,9} in
((1::int), (6 :: int)) ∈ Set.filter (λ el . (snd el) < 8) {x. fst x ∈ a ∧ snd x ∈ b})"
This is because set comprehensions (i.e. {x. … }) are, in general, not computable. You have to replace this {x. fst x ∈ a ∧ snd x ∈ b} with something the code generator can generate code for. In this case, it's easy, because this operation is just the cartesian product. You can write:
value "let a = {(1::int), 2, 3, 4} in (let b = {(6::int),7,8,9} in
((1::int), (6 :: int)) ∈ Set.filter (λ el . (snd el) < 8) (a × b))"
And you get the result you'd expect.

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